Complete Performance and Compensation System. Every broker needs a robust and completely reliable tool to identify performance issues for their staff (traders, sales teams, and analysts) and to implement targeted and complex compensation systems. The Commissioner accomplishes that through a web portal for management and staff to view key performance metrics and to track all compensation rules, tiers, hurdles, and overrides, as well as complete expense, draw, and employee loan offsets.
Improves due diligence of 3rd party research providers and vendors, including license and budget management. Leverages 100's of pre-stored DDQ answers. Supports regulatory requirements for vendor due diligence and precautions against the misuse of material non-public information (MNPI). Proactively manage the risks associated with the methodologies and policies used by your 3rd party vendors, brokers, research providers and consultants. Supports approval workflow, interviews, research samples, private questions.
Research Payment Accounts Suite for Broker Reviews, Client Budgeting, and Payment Administration Cloud-based solution for MiFID II planned requirement for detailed client reporting of research budgets. Includes world's first N-dimensional broker review system coupled with a multi-level budgeting process to allocate research budgets to clients at a fund and/or strategy level. Client communications, payments, fund transfers, and CSA unbundling all lead to the simplest way of implementing the complex requirements for RPAs.